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Designing Information Systems for Outcomes-Based Services
Robert S. Mirel, M.S.W., Systems Resource Group, Inc., Bala Cynwyd, Pennsylvania.
A great deal of effort has gone
into designing and implementing information systems for public-sector
organizations that provide human services. This is occurring during a time
of sweeping change in the delivery and evaluation of services. With the
ever-shrinking pool of available resources for public-sector programs,
funding authorities and other purchasers are seeking providers who can ensure
cost effectiveness and high quality services, as measured by
successful outcomes.
Providers are in demand who can offer strong management and the tools
to identify critical issues and to implement new strategies on a timely basis.
The emphasis on outcomes has placed a significant burden on
service providers, who need to implement changes in their organizations
to achieve the required level of outcome information. Providers are looking
to modern, sophisticated automated information systems for support in this
new arena. Computerized information systems are a needed tool to make
these changes effectively and efficiently, to show purchasers the capabilities of
the provider organization, and to maintain a program's effectiveness over time.
The Shift in Demands for Data
AOD organizations have been operating in an environment that
emphasizes involving people in treatment services, on the assumption that
treatment would provide the support needed to improve their quality of life.
Now, these organizations are being asked to show very specifically the value
of those services in observable and measurable ways. In fact,
organizations are being asked to identify, in
quantifiable terms, what treatment works with persons who present with very
specific diagnoses.
To complicate this further, many organizations that serve multiple
purchasers are being asked to provide
different information to each. This is particularly difficult for most
public-sector providers. Traditionally, publicly
funded programs have had few resources to dedicate to the development of
automated information systems. In addition, these programs have not
focused on measuring individual client outcomes.
The current shift to a person-centered approach has forced many
service providers to re-examine the way they do business. This approach requires
a new means of managing complex organizations. Collaboration among
departments that provide various service supports has had to be expanded
and, in many cases, newly developed. Providers are growing substantially
more reliant on their administrative and financial departments.
A person-centered approach requires the development of information
systems that are both comprehensive and integrated. Only a
comprehensive information system is capable of
giving the provider what is needed a complete view of a client's needs, of
the services being provided, and the cost of those services. An information
system also gives a provider the ability to utilize that information on a
timely basis to ensure desired outcomes.
Benefits of a Comprehensive System
A comprehensive and integrated information system creates
significant benefits for the organization using it.
The structure that is built to support this system will hold data from
many areas of the agency. Such a system:
Allows for easier access to the data needed to support complex
analyses. This single computer environment maintains data from
every department in the agency.
Allows for more timely reporting
of information, since all data is active and available in the system at
the same time. There is no need to import or transmit data to or
from other departments.
Supports reporting to many different sources. Data can be
combined and calculated within the structure available without requiring
assembly from any external source.
Supports efficient management of the system.
Supports more secure and effective modifications to the system
when necessary.
Reduces training time and costs.
Designing Systems for Today's Environment
In today's environment, it is a challenge to design automated
systems that can meet the many varied needs of the complex organizations
providing behavioral health services. System development has become much
easier with the advent of less expensive computer systems. In addition, many
tools are now available for developing software that can respond to
complex design criteria. The design of these automated systems is still quite
complex and requires the cooperation of the entire organization. As
organizations change and grow in this new environment, they need to be able
to build clinical, administrative, and financial systems that will also grow
and change. Information systems can and must be designed to meet changes
as they emerge.
Staff role in designing information systems
Today, the outcomes to be measured are a critical component in
developing an information system for an organization. The organization must
clearly define what is to be measured. Defining which measures are to be
used, and how these measures are best defined in terms of data to be
collected, presents a difficult set of issues for the organization. Key
staff from each department need to participate in this effort. Each
department's staff may need to provide basic orientation to those from other departments.
The issues and concerns of each can then be mutually appreciated and
understood in terms of their impact on client outcomes.
The task for the provider organization staff is to define key indicators.
When these indicators are analyzed and examined by professional staff, they
will help identify outcomes. Program staff need to define each of the
outcome indicators in terms that are relevant to the way in which they serve people.
As they do this, staff must identify what data needs to be collected
and/or derived throughout the process of providing service.
Role of information system professionals
Meanwhile, the information system professional's task is to define
methodologies that will support this effort. These methodologies need to
closely match the operational environment of the organization. Once staff
have identified the data needed, the systems person can incorporate
these elements into the data system and define the relationship between
the different data elements. This data system will then support the
processing of information that can produce the desired types of analyses for
staff interpretation.
This systems development process means close cooperation among
the agency's professional staff and the information system professionals.
The agency staff needs to understand the purpose of the system and to
get value-added information from it. Only then will the information system
provide substantial support to professional staff in their daily work.
Meeting Agency Needs First
The introduction of this type of comprehensive, staff-driven
information system brings about significant cultural change in an organization.
To gain staff acceptance, it is critical that the information system be
designed and built for that particular agency's staff. The system can provide
functions that are specially designed to be useful and to meet the needs of
staff from each department. When system interfaces are designed to meet
specific departmental staff needs, then the system has built-in
momentum toward acceptance and can be effectively integrated into the
environment of the organization. When a system is developed with data collection
and reporting features that closely match the needs of those who use it and
the way in which they work, data will often be better and the system will be
used more effectively.
Organizations need to be clear on one point. The primary focus of the
information system is to serve and meet the needs of the organization that
will be using it whether that organization is a provider, a governmental
jurisdiction, or a managed care organization that is purchasing services. The
data being collected, as well as the method of collection, should be defined
in terms that best reflect the goals of the agency. This organization alone
can effectively define how that data is to be processed into information and
how that information is to be portrayed to users of a system.
It is the organization's needs that should be paramount, not those
of other organizations that require reporting. Reporting to outside entities
can be accomplished effectively by making adaptations to automated systems.
For example, reporting needs can be incorporated into an overall
automated system by adding data elements or support for reports/analyses that
were not otherwise defined. Often this
does not require substantial modification to the system design.
Meeting Needs of Outside Sources
At the time an information system is being developed to meet the many
and varied needs of constituencies within an organization, that system can
also be designed to meet the requirements of any outside entities. Often,
organizations aim to design systems that will meet specialized needs. Then, when
a new need comes along, an entirely new system is developed. This
piecemeal approach can lead to substantial inefficiencies and confusion on
the part of staff. Importantly, a too specialized approach is not likely to
provide the information that will be needed for the effective management of
the organization.
An effective way to deal with this issue is to develop comprehensive
and integrated information systems that are flexible and designed to grow
and change. As an example, programs funded to demonstrate the
effectiveness of new programmatic initiatives are often required to develop
information systems. These systems are required to provide funding
sources with specific feedback on the operation of the project. The Federal
government often sponsors projects that require such information systems.
Local programs and jurisdictions take varied approaches to meeting
these requirements. Some organizations design systems that specifically
meet the need identified by the funding source. Others use this as an
opportunity to meet their own agency or juris-diction's long-term goals. They
develop an information system capacity that will primarily serve the goals and
objectives of the jurisdiction, while also incorporating requirements of the
funding source. This second approach is the more productive and promising
for any organization intent on developing or upgrading their automated system.

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