For some persons substance abuse progresses from experimental or social use to
dependency and addiction. Major consequences ensue for individuals,
their families, and society. Addicted persons usually experience
increasingly debilitating or dysfunctional physical, social, financial,
and emotional effects. Treatment is essential for those who become
chemically dependent and are unable to control their use of alcohol
or other drugs.
As long as mood-altering, or psychoactive, substances
have resulted in personal and social problems, people have tried
to understand the causes of dependency and addiction. Two overriding
questions abound (Gardner, 1992):
The way in which
causes of addiction are understood helps determine the focus of
assessment and treatment of substance abuse disorders. Treatment
professionals and political and judicial decision makers must
have an under-standing of the causes of substance abuse and their
implications for treatment and other interventions.
This chapter
will briefly summarize several prevailing concepts about the causes
of substance abuse. The ways in which different perspectives influence
treatment are reviewed, and a synopsis of major treatment modalities
and techniques also is presented.
Many assumptions and beliefs about the
causes of substance abuse have been espoused. As the amount of
knowledge gained through research expands, some of these explanations
have been discounted or proved false. For example, the moral model
attributes the cause of drug and alcohol problems to moral weaknesses
in the character of individuals. Proponents of this model believe
change is possible only through personal motivation and efforts.
While there is currently little support for the moral model within
the drug treatment community (Singer, 1992), it is, unfortunately,
still a widely held belief among significant segments of the general
population.
Substance abuse, like other physical or mental disorders,
is multifaceted and complex. Many viewpoints have been developed
that appear to have validity in advancing an understanding of
alcohol and other drug addictions. Most researchers and practitioners
agree that a single comprehensive understanding of addiction that
applies to all persons and circumstances has not yet evolved.
There are no "magic bullets" or miracle cures for substance
abuse that can help an addicted person achieve sobriety without
the structure, discipline, and personal resolve needed to help
him or her remain drug-free. Similarly, in alcohol and other drug
treatment modalities, "one size does not fit all." Rather,
patient-treatment matching considers the characteristics of treatment
programs and the personality, background, mental condition, and
substance abuse patterns of individuals to realize the best fit
and the greatest chance of successful treatment (Office of National
Drug Control Policy [ONDCP], 1990).
Research has shown that certain
factors correlate strongly with the early initiation of drug use.
Hawkins, Lishner, Jenson, and Catalano (1987) reviewed research
studies and found that among youth with histories of drug and
alcohol involvement and delinquent behavior, these factors are
proportionately more prevalent. A given youth may experience several
of these problems and not become involved in delinquency or substance
abuse. However, a combination of several of these factors is a
stronger indicator of the possibility of such behavior (Hawkins
et al., 1987). To emphasize the interrelatedness of factors associated
with substance abuse, these findings are briefly summarized
in Table 3-A. Biological, psychological and social factors are
represented in this summary.
The quest by medical scientists to
comprehend the complex phenomenon of substance abuse continues,
and with each additional piece of knowledge, a better understanding
develops. As research continues, it is likely that current knowledge
and concepts will be expanded, modified, or rejected. Perhaps
new hypotheses will be developed.
Concepts about the causes of
addiction often are grouped in various categories because of their
similarities and differences. In this text, some concepts that
are currently considered valid will be labeled and discussed in
four categories:
As
an understanding of addiction has evolved and knowledge has been
gained through research, the complexity of the causes for and
persistence of substance abuse has been compounded. It now appears
that a constellation of factors can be correlated with initiation
and continuation of chemical use and dependency. No single explanation
appears adequate in most cases. Similarly, across the range of
persons affected by substance abuse, there are wide variances
in precipitating factors and motivations for continued use.
Biological causes of
substance abuse include a possible hereditary predisposition,
especially for alcoholism. As research progresses, there also
is evidence that use of chemical substances may actually alter
brain chemistry. With habitual substance abuse, natural chemicals
may no longer be produced in the brain, resulting in dependency
on alcohol or other drugs to avoid discomfort. Substance abuse
also may be initiated and continued because individuals experience
emotional and psychological problems. Initially, chemicals can
produce positive sensations that help counteract painful events
and underlying problems. Alcohol and other drug use often begins
in social situations. It is through social interactions that substance
use often is learned and reinforced. Addiction also is often correlated
with various social problems such as unemployment, poverty, racism,
and family dysfunction.
Variables affecting substance use often
interact with each other and cut across multiple levels. When
assessing and intervening with an individual troubled by problems
related to chemical dependency, the individual's uniqueness, level
of functioning, and attraction toward and susceptibility to addictive
behavior must be considered. Multiple measures of biological,
psychological, and social functioning must be collected, integrated,
and interpreted. Addiction, then, is impacted by physiological,
social, behavioral, and environmental factors (Donovan & Marlatt,
1988).
The most important implication of the biopsychosocial model
for treatment is the realization that a single treatment approach
is unlikely to be sufficient. Rather, as biological, psychological,
and social needs are assessed, an integrated, comprehensive treatment
response must be implemented to meet the entire range of needs
of the individual. The first stage of this response requires a
comprehensive assessment to determine the entire range of strengths,
needs, and problems presented by the individual.
A biopsychosocial
approach necessitates comprehensive services and appropriate patient-treatment
matching. For individual patients, this often requires multidisciplinary
teams of treatment professionals to provide the array of treatment
and case management services needed. A continuum of treatment
and supportive services is needed for adequately meeting the extent
of needs presented by addicted persons. At community and State
levels, an array of adequately funded treatment resources and
coordination of policies and services are essential.
From this perspective, drug addiction is seen as an illness comparable
to other diseases, such as diabetes or Alzheimer's Disease. Alcohol
or drug addiction is considered a chronic, progressive, relapsing,
and potentially fatal disease. Although persons may choose whether
or not to initiate the use of psychoactive substances, alcohol
or drug dependence is an involuntary result. Common characteristics
include impaired control over drinking or taking drugs, preoccupation
with a substance of abuse, continued use despite adverse consequences,
and distortions in thinking (Morse & Flavin, 1992). The following medical/biological
causes of substance abuse have evolved and are supported by some
research findings.
Research into the biological causes
of addiction has resulted in convincing evidence that there is
a hereditary vulnerability to alcoholism. Alcohol-related disorders
have been found in multiple generations of families and have been
studied over time. It is believed that many people with a genetic
predisposition to alcoholism will progress to dependency if they
begin using alcohol. Although a similar assumption is often made
about other drugs of abuse, research evidence is much more difficult
to obtain. Mood-altering drugs produce various pharmacological
effects. The use of drugs over time is often influenced by fads
and availability. Thus, different generations of families may
be exposed to different types of drugs, whereas use of alcohol
has been consistent over several generations. This makes the multigenerational
study of drug abuse more difficult than similar studies of alcoholism
(Anthenelli & Schuckit, 1992).
Certain areas of the brain, when stimulated,
produce pleasurable feelings. Psychoactive substances are capable
of acting on these brain mechanisms to produce these sensations.
These pleasurable feelings become reinforcers that drive the continued
use of the substances (Gardner, 1992).
Because
of long-term use of alcohol or other drugs, the normal release
of various types of natural chemicals in the brain that produce
pleasurable sensations may be disrupted. Habitual substance abuse
can alter brain chemistry, requiring continued use of psychoactive
substances to avoid discomfort created by brain chemistry imbalance
(Hollandsworth, 1990; ONDCP, 1990; Serban, 1984).
Some individuals who have psychiatric
conditions, such as anxiety or depression, use psychoactive substances
to alleviate the symptoms they experience. If their emotional
discomfort is relieved by alcohol or other drugs, they may persist
in using chemicals to continue achieving such results (Jaffe,
1992; Schinke, Botvin & Orlandi, 1991).
Concepts of the medical/
biological causes of substance abuse influence treatment in two
important ways. First, according to these concepts, abstinence
is viewed as the only feasible way to avoid the negative consequences
of substance abuse. If alcohol- or drug-dependent persons are
unable to control their use of chemical substances (whether because
of genetic factors, metabolic imbalance, or altered brain chemistry),
they must refrain from any use of psychoactive substances. It
is impossible for them to use any alcohol or other drugs without
experiencing physical, social, and emotional effects.
Use of pharmacological modalities is regulated by the United States
Food and Drug Administration (FDA). Programs providing this type
of treatment must have medical staff who administer medications
and supervise the program and patients. Pharmacotherapeutic interventions
will be described more fully later in this chapter and in Chapter
8.
Methadone is a chemical substance used to replace abused narcotic
drugs. Methadone prevents the physical withdrawal symptoms experienced
by opiate addicts, does not deliver the mood-altering experience
of opiates, and, therefore, allows dependent persons to focus
on activities other than procuring and using heroin. It is also
valuable in the treatment of infectious diseases and mental health
problems. The incidence of HIV/AIDS and other infectious diseases
(see Chapter 7) is escalating among drug-involved persons, especially
injection drug users. Methadone treatment can help these persons
control their use of illicit injection drugs and improve their
general health. In so doing, they will reduce the probability
of becoming infected. If they are already infected, cessation
of illicit drug use will likely boost the functioning of their
immune systems and delay the onset of AIDS.
All treatment modalities to be discussed in this document stress abstinence from all psychoactive
substances. In some instances, pharmacotherapeutic interventions
offer the best course of treatment for addictions. These treatment
approaches often are coupled with behavioral or psychosocial interventions.
More information on treatment modalities will be provided later
in this chapter. Chapter 8 furnishes specific information about
pharmacotherapeutic interventions.
Clinical or psychological causes of
addiction focus on personal needs or personality traits of those
abusing substances. They can be divided into two categories: (1)
those emphasizing the rewards derived from the use of mood-altering
drugs that tend to perpetuate their use, and (2) those stressing
that substance abusers have different personalities from those
who abstain (Goode, 1972).
People tend to seek rewards and minimize
negative consequences through their behaviors. If past behaviors
have brought a response that is perceived as reinforcing, persons
tend to repeat those behaviors to obtain similar rewards. Drug
use may be rewarded in several ways, as described in the following
list.
Drug
cues.
Another aspect of reinforcement pertains to the anticipation
of rewards. Certain stimuli can be associated with a drug and
its rewards. These stimuli may act as triggers for drug seeking
and use. Physiological responses, sometimes called cravings, may
result from the introduction of a cue or stimulus. Cues vary from
one individual to another, but may include being with specific
people, engaging in particular activities, or going to certain
places (Childress, Ehrman, Rohsenow, Robbins & O'Brien, 1992;
Jaffe, 1992).
Personality Traits
The
use of drugs is linked with emotional problems and personal inadequacies
according to this school of thought. Substance abuse may provide
the individual with an escape from the problems of life through
euphoria and drug-induced indifference. Although such drug use
may mask certain difficulties temporarily, the underlying problems
are not solved, and addiction generates new, and often more serious,
problems (Goode, 1972).
As a response to psychological suffering,
substance abuse is sometimes viewed as an adaptive effort for
survival. Associations have been found between drug use and psychological
characteristics such as low self-esteem, low self-confidence,
low self-satisfaction, need for social approval, high anxiety,
low assertiveness, greater rebelliousness, and self-regulatory
deficiencies. The causes of these characteristics have been attributed
variously to factors such as peer rejection, parental neglect,
high achievement expectations, school failure, social and physical
stigma, and poor coping ability, among others. Deviant activity,
such as substance abuse, may be chosen by some as a way of achieving
group acceptance, status, and membership or escaping the realities
of rejection (Brehm & Khantzian, 1992; Goode, 1972; Schinke,
Botvin & Orlandi, 1991). Some research indicates that Antisocial
Personality Disorder and Borderline Personality Disorder may place
persons at increased risk of substance abuse (Mirin & Weiss,
1991).
Based on the concept of reinforcement, behavioral treatment
approaches often try to help individuals find significantly greater
rewards from legitimate activities. Involvement in a variety of
activities, depending on individual interests and abilities, may
help some persons achieve greater peer acceptance and self-esteem.
Substituting other activities to achieve feelings of happiness
and well-being also are recommended. For example, some persons
claim to get a "high" from running or other physical
activities. Virtually all of the prevailing psychosocial treatment
approaches emphasize helping chemically dependent persons learn
new ways to structure their time and social relationships through
drug-free activities.
Relapse prevention, a critical component
of treatment, is closely tied to drug cues. Approaches are recommended
for helping individuals control or change their reactions to drug
cues. Avoiding people, places, and activities formerly associated
with substance abuse is one example. Relapse prevention is a critical
element of any treatment approach. Chapter 9 will provide more
information on relapse prevention.
Aversive conditioning is a
technique that involves pairing a negative stimulus with drug
cues. Some methods that have been tried include chemically or
hypnotically induced nausea or electric shocks paired with the
sight, taste, smell, or other reminders of specific substances.
Another approach, sometimes called extinction or cue exposure,
consists of presenting the drug cue repeatedly. However, in controlled
settings, where this cue cannot be followed by alcohol or drug
use, reaction to the stimulus is gradually reduced. Substance
abusers also may receive skills training and cognitive behavioral
counseling to provide them with tools to avoid relapsing to alcohol
or other drug use (Childress et. al., 1992; Siegel, 1988).
A variety
of therapeutic interventions may be implemented in addressing
the personal and emotional problems thought to underlie substance
abuse. Traditional mental health approaches may include building
self-esteem, lowering anxiety, and resolving other distressful
problems through individual, group, and family counseling.
Behavioral
or psychosocial treatment approaches often are linked to a clinical
understanding of addiction. These methods include self-help and
individual, group, and family counseling. All rely heavily on
changing the individual's self-concept and dealing with distressing
situations and relationships thought to underlie substance abuse.
Social Causes of Substance Abuse
These perspectives focus on situations,
social relations, or social structures related to substance abuse.
Virtually any factor outside the individual, such as peers, family,
or the media, could be associated with social causes of addiction.
Social Learning
In
group settings, individuals are exposed to persons who model certain
behaviors, and they receive rewards or punishments for their own
behaviors from group members. When one associates with groups
that define drug use as desirable and whose members model drug-related
behavior, drug use by the individual is learned and rewarded (Goode,
1972).
Subculture Perspectives
This
viewpoint indicates that drug use is expected and encouraged in
certain social circles, while it is discouraged, and even punished,
in others. There is not a single drug subculture; rather, there
are several of them. For example, there might be a drug subculture
of white, high school youth, or young adult black males, and some
drug subcultures are formed according to the drug of choice (e.g.,
groups for alcohol, marijuana, cocaine, or heroin users). Members
of a subculture teach new members how to use a particular drug,
supply the drug initially, and provide role models (Goode, 1972).
Socialization
According
to this perspective, potential drug users are attracted to other
drug-involved individuals and drug subculture groups because their
own values and activities are compatible with those of persons
who use drugs. The four main agents of socialization for adolescents
are parents, peers, school, and the media. The greater the youth's
affinity for drug use, the more likely he or she is to choose
to participate with others having similar values and norms. Alienation
from parents and friendship with drug-using peers are especially
strong factors in the socialization of youth into drug use (Goode,
1972).
Social Control
This
approach claims that absence of the social control requiring conformity
leads to drug abuse. Those more attached to conventional society
are less likely to engage in behavior that violates societal values
and norms. Socially detached persons will not feel the constraint
of these norms and values (Goode, 1972).
Social, Economic, and Political Factors
Elements
of unemployment, poverty, racism, sexism, family dissolution,
and feelings of powerlessness and alienation are associated with
the problem of substance abuse. Although not universal by any
means, some persons consistently subjected to these conditions
are drawn into drug activity to escape their painful life circumstances
(Haddock & Beto, 1988; Lowinger, 1992).
One approach to treating
substance abuse from the social perspective involves changing
the substance abuser's environment and peer associations. The
behavioral treatment approaches emphasize positive peer associations
and pro-social lifestyles and activities. For example, therapeutic
communities are based on group support and confrontation to help
members learn new attitudes and behaviors toward drugs and other
persons (NIDA, 1991). Self-help strategies similarly encourage
drug-free activities and association with others in recovery.
Working to strengthen social values and norms that preclude drug
dependency also is important. Our society generally is committed
to eliminating pain, suffering, and discomfort (Serban, 1984).
Millions of dollars are spent on advertising products such as patent medicines, alcohol, and
tobacco as "quick cures" for physical and emotional
distress. Promoting and glamorizing the use of such substances
contributes to an attitude that drinking and other drug use is
acceptable and even desirable. Instant gratification is an underlying
theme throughout most of American society.
Treatment strategies
must consider more than just the individual affected by substance
abuse. Considerations of economic, political, and social changes
are also important concerns of treatment professionals and decision
makers.
Detoxification
is not a treatment modality,
but is the necessary first step in
the treatment process. Detoxification provides medical and supportive
services needed to alleviate the short-term symptoms of physical
withdrawal from chemical dependence, including physical discomfort
and cravings, as well as mood changes (Institute of Medicine,
1990; ONDCP, 1990). Once symptoms of craving and withdrawal are
controlled, treatment can begin.
The purpose of detoxification
is to help the patient stabilize physically and psychologically
until the body becomes free of drugs or the effects of alcohol.
Within this broad goal there are several additional objectives
that can be targeted. Promoting the health of the individual can
be accomplished through measures to reduce and control seizures
that occur with some drugs. It also includes screening for and
treating infectious diseases and other medical problems. Drug
education and relapse prevention programming can begin during
detoxification. Some attention may even be given to family, vocational,
religious, and legal problems in some settings. It is also important
that detoxification be used as an opportunity to recruit and prepare
persons for appropriate longer-term treatment programs (Alling,
1992; Institute of Medicine, 1990; ONDCP, 1990).
There are three
major categories of abused substances that often require detoxification:
(1) alcohol and other central nervous system (CNS) depressants;
(2) opiate drugs; and (3) cocaine. Some of the major considerations
for each are described.
Alcohol Detoxification
Following
withdrawal from alcohol, a dependent person may experience several
symptoms, including:
- eating
and sleep disturbances;
-
tremors (involuntary trembling
motion of the body);
- sweats;
- clouding
of the sensorium;
- hallucinations;
- agitation;
- elevated
temperature;
- change
in pulse rate; and
- convulsions.
Some of these symptoms can be life-threatening (Alterman, O'Brien
& McLellan, 1991). In addition, the potential for suicide
must be considered. Because of the possibility of these extreme
consequences, there should be clearly defined procedures to follow
when an individual is experiencing alcohol detoxification. These
should be implemented in a variety of settings, including jails,
shelters, and other congregate living situations.
Alcohol detoxification
is usually provided in a hospital setting for five days or less.
Medical supervision is needed to provide medications, vitamin
therapy, and, in some cases, measures to correct water and electrolyte
imbalances. Alcohol detoxification also may be provided in nonhospital
settings, but the rates of successful completion have been much
lower. Patients who need medical or psychiatric care, have no
housing, have coexisting drug dependence, are unemployed, or come
to the initial visit intoxicated are less likely to succeed in
outpatient treatment and are more likely to need hospitalization
(Alterman, O'Brien & McLellan, 1991).
Medications that can
be useful in the treatment of alcohol withdrawal include benzodiazepines
and other CNS depressants such as barbiturates. Clonidine and
beta blocking drugs may help decrease symptoms of tremor, fast
heart rate, and hypertension (Schuckit, 1989).
Detoxification From Other CNS Depressants
This
category includes sedative drugs (such as barbiturates), hypnotic
drugs (such as methaqualone), and anxiolytics, used for the treatment
of anxiety. These drugs have legitimate medical uses, but they
are also subject to misuse. Signs of abuse and dependency include:
- gradually
increasing use;
- periods
of intoxication;
- functional
impairment; and
- unsuccessful
attempts to decrease or discontinue use.
Sudden discontinuation
of these drugs may result in life-threatening withdrawal (Alling,
1992). Again, procedures should define steps to be taken to ensure
the safety of individuals withdrawing from CNS depressants. Signs
of withdrawal include (Alling, 1992):
-
tremor (involuntary trembling);
- hyperreflexia
(increased/ heightened sense of reflex);
- agitation;
- hypertension
(high blood pressure);
-
tachycardia (excessively rapid
heart beat);
- insomnia;
- vomiting,
nausea;
- diaphoresis
(excessive perspiration);
-
cognitive impairment (memory
loss, decreased ability to concentrate);
-
seizures;
-
weakness;
-
anorexia;
-
irritability;
-
anxiety, restlessness;
-
headache;
-
muscle aches;
-
depression;
-
tinnitus (buzzing, whistling,
or ringing sound in the ears);
-
depersonalization (a state of
impersonality, not of one's usual character);
-
paranoid delusions; and
-
hypersensitivity to touch, light,
and sound.
Detoxification from these drugs is achieved by gradually
reducing the amount of the substance used or by substituting a
similar acting drug and then gradually with-drawing it by decreasing
the dosage. Phenobarbital is an often-used drug substitute for
this purpose (Alling, 1992).
Detoxification From Opiate Drugs
Detoxification
from opiate drugs is needed as an initial treatment for opiate
dependence (usually heroin) when addicts are entering a drug-free
rehabilitation program. Detoxification also may be implemented
when a person who has been stabilized on methadone wishes to discontinue
its use. According to recent regulations by the FDA, methadone
can be used for detoxification for up to 180 days (Alterman, O'Brien
& McLellan, 1991).
Some of the more common symptoms of opiate
withdrawal include the following (Alling, 1992):
-
increased blood pressure, pulse
rate, and temperature;
-
piloerection ("gooseflesh");
- increased
pupil size;
- rhinorrhea
(nasal drainage/ mucus, can be excessive);
-
lacrimation (excessive secretion
of tears, heavy tearing);
-
tremor;
-
insomnia;
-
vomiting, nausea;
-
muscle aches;
-
abdominal cramps;
-
irritability;
-
anorexia;
-
weakness/tiredness;
-
restlessness;
-
headache;
-
dizziness/lightheadedness;
-
sneezing;
-
hot or cold flashes; and
-
drug craving.
The most common
approach to detoxification from opiate drugs is the substitution
of a longer-acting opioid, such as methadone, which blocks symptoms
of withdrawal and drug cravings. The amount of methadone can then
be gradually reduced. Combined with counseling services, methadone
can help addicts quit using illicit drugs. It has reduced criminal
behaviors associated with obtaining and taking illicit drugs.
Vocational and educational services, coupled with cessation of
illegal drug use, can help individuals lead more stable and productive
lives. Clonidine is another drug that is used sometimes because
it can block many of the signs and symptoms of opiate withdrawal.
Acupuncture and electrostimulation of the central nervous system
have also been used to alleviate withdrawal symptoms of opiate
drugs. Reducing injection drug use and needle sharing among heroin
addicts also diminishes the risk of contracting or spreading
HIV and other substance abuse-related infectious diseases (Alling,
1992; Alterman, O'Brien & McLellan, 1991; Centers for Disease
Control, 1989; U.S. General Accounting Office, 1990).
Detoxification From Cocaine
Cocaine
dependence results in a period of physical and mental instability
upon discontinuation of use. The usual pattern of cocaine use
involves "binges" or "runs" lasting from 12
to 36 hours during which the person consumes all the cocaine available.
Following this are periods usually lasting several days during
which no cocaine is used and detoxification occurs (Alterman,
O'Brien & McLellan, 1991; Institute of Medicine, 1990). The
effects of withdrawal include:
-
irritability;
-
weakness;
-
reduced energy;
-
hypersomnia (an excessive feeling
of sleepiness, fatigue);
-
depression;
-
loss of concentration;
-
diminished capacity to experience
pleasure;
- increased
appetite; and
- paranoid
ideations.
In addition, the cocaine-dependent person will experience
cravings for the drug, leading to another episode of binging on
the drug (Alterman, O'Brien & McLellan, 1991; Institute of
Medicine, 1990). Detoxification efforts have focused on ways of
managing withdrawal symptoms and cravings long enough to disrupt
the cycle of binging and craving. Drugs that have been used to
counteract cocaine withdrawal problems include:
-
desipramine hydrochloride;
-
amantadine;
-
bromocriptine;
-
flupenthixol decanoate; and
-
buprenorphine.
These are usually administered on an outpatient
basis and accompanied by counseling. However, for persons with
concomitant psychiatric or medical problems (e.g., pregnancy,
myocardial damage) inpatient care is recommended. Patient dropout
rates for these treatments (especially outpatient programs) tend
to be high, because it usually takes one to two weeks for the
therapeutic effects of medications to begin (Alterman, O'Brien
& McLellan, 1991; Institute of Medicine, 1990). In the interim,
the cycle of craving and cocaine use may continue.
Addiction is
considered a medical illness with related psychological and social
dimensions. As reviewed in Chapter 1, substance abuse problems
progress from experimental to addictive use for some people. This
process occurs more quickly for some people than it does for others.
Detoxification is necessary to prepare patients for the treatment
process. It is particularly important for those who have become
dependent on alcohol and other CNS depressants, opiate drugs,
and cocaine. Until the body is free of the effects of the drugs
and the distorted thoughts and feelings they produce, it is difficult
for recovery to begin.
Studies have shown that rapid relapse is
likely to follow detoxification unless patients become engaged
in additional treatment and transition services. Persons completing
a detoxification program without continuing treatment are no more
likely to succeed in reducing future drug use than persons achieving
unassisted withdrawal.
The use of methadone has been well researched,
and its effectiveness as part of the detoxification process for
opiate drugs has been supported. However, many other drug treatments
for alleviating withdrawal symptoms either have not been well
researched or have resulted in contradictory findings. Thus, this
is an area requiring additional medical research. As with any
medical problem, when medications, such as methadone, Antabuse,
and others, are used, supervision by a physician is required.
There also are varied findings regarding the preference of inpatient
or outpatient care. Inpatient care is clearly necessary when the
individual has associated psychiatric or medical problems. Because
of the potential for life-threatening withdrawal symptoms, alcohol
detoxification often takes place in a hospital or other medical
facility. Patient retention in detoxification programs also has
been significantly greater with inpatient programs compared to
outpatient care. However, some research findings are emerging
indicating that outpatient alcohol detoxification may be as beneficial
in many cases and is much more cost-effective (Alterman, O'Brien
& McLellan, 1991; Institute of Medicine, 1990).
The Institute
of Medicine (1990) recommends that hospital-based drug detoxification
be used only if medical complications occur or when appropriate
residential or outpatient facilities are not available. The conditions
for which hospital-based drug detoxification is recommended include:
- serious
concurrent medical illness such as tuberculosis, pneumonia, or
acute hepatitis;
- history
of medical complications such as seizures in previous detoxification
episodes;
- evidence
of suicidal ideation;
- dependence
on sedative-hypnotic drugs; and
-
history of failure to complete
earlier ambulatory or residential detoxification.
Some
persons who use drugs do not need drug treatment. Many people
can use alcohol and some illicit drugs without encountering adverse
consequences. Some grow weary of a lifestyle in which the pursuit
of drugs and managing the varied consequences of substance use
predominates. Most people who have not progressed to the point
of dependency or addiction are able to decide to stop using drugs
and maintain this resolve. However, a social climate that is intolerant
toward substance abuse and the risk of social, legal, or employer
sanctions may be needed for them to make and maintain their decision
to stop or limit their drug use (ONDCP, 1990).
For those who are
dependent or addicted, treatment for substance abuse is crucial
in controlling their substance abuse and improving their health
and social functioning. Without treatment, substance abuse may
ultimately be fatal because of the risk of overdose, related suicides
and homicides, and infectious diseases and other assaults to one's
health. Yet few voluntarily seek treatment. Cessation of drug
use is very difficult and treatment programs can be demanding
and intense (ONDCP, 1990).
However, for those who enter and remain
in treatment, the news is often positive. Research indicates that
treatment is effective and many drug- and alcohol-involved persons
respond favorably to a diversity of treatment approaches (NIDA,
1991).
There
is no "magic bullet" for effectively treating persons
with substance abuse problems. Different people respond to various
approaches in diverse ways. The effects of various substances
of abuse produce different symptoms and needs among users. As
indicated earlier, there are diverse ways in which the causes
and progression of drug and alcohol addiction may be understood.
This makes it critically important that individuals be matched
appropriately with the treatment program or modality that is most
likely to attack the problems resulting in their particular needs;
the most successful treatment is individualized. Many factors
must be considered, including personality, background, mental
condition, and drug use experience (ONDCP, 1990). More information
on treatment matching will be provided in Chapter 5.
There are
several ways to categorize treatment programs and modalities.
In this text they will be grouped into two broad categories:
- Those that are biologically based, including:
-
pharmacotherapeutic treatment
- acupuncture
- Those that are behaviorally or psychosocially based, including:
- residential
or inpatient treatment programs, such as:
- inpatient hospitalization
- therapeutic communities
-
outpatient nonmethadone treatment
Various treatment components and approaches are used in these
treatment programs and modalities, including:
-
self-help programs;
-
individual counseling;
-
group counseling/treatment;
-
family therapy; and
-
behavior modification.
After
a summary of detoxification, the first step in treatment for drug-dependent
persons, the remainder of this chapter will provide a brief description
of each of the major treatment approaches commonly found in the
United States. General information about each treatment method
will be provided, realizing that approaches can vary markedly
because of differences in settings, professional staff, and client
characteristics. Available information about the effectiveness
of each of these modalities also will be provided.
Pharmacotherapeutic Modalities
Substance
abuse, by definition, is a chronic disease in which the use of
psychoactive substances may result in both physical and psychological
addiction. Thus, one treatment approach that has shown favorable
outcomes is pharmacotherapythe use of approved medications with
medical supervision. The goals of pharmacotherapy include (Lowinson,
Marion, Joseph & Dole, 1992):
-
reduction in the use of illicit
drugs or alcohol;
- reduction
in criminal behavior; and
-
improvement of social behavior
and psychological well being.
A further goal is the urgent imperative
to control and prevent the spread of substance abuse-related infectious
diseases, such as HIV/AIDS and tuberculosis. For those already
infected, treatment for alcohol and other drug addiction may stabilize
their physical condition, boost the immune system, and delay or
prevent the onset of serious illness.
More research has been conducted
on drug therapies for opiate drugs and alcohol than on other categories
of abused substances. There are four categories of pharmacological
treatment for substance abuse. Each will be defined, followed
by some examples of the more common pharmacotherapeutic agents.
A more extensive discussion of pharmacotherapy can be found in
Chapter 8.
Agonists
These drugs can be substituted for the
drug of abuse to provide a more controllable form of addiction.
The properties and actions of these drugs are similar to those
of particular abused drugs. Using them alleviates many of the
withdrawal symptoms often experienced by persons addicted to various
psychoactive substances. Examples of drugs in this category include
methadone, clonidine, and LAAM.
Methadone, a synthetic narcotic
analgesic compound, is the most commonly used form of pharmacotherapy
for opiate drugs. It is medically safe and has few side effects.
It produces a stable drug level and is not behaviorally or subjectively
intoxicating. It blocks the cravings for opiate drugs and does
not produce euphoria, as heroin and other drugs do. The characteristics
of methadone patients have changed considerably over the past
decade because of increased rates of HIV infection among intravenous
drug abusers, concomitant use of cocaine and crack, and homelessness.
These changes have resulted in methadone programs' needs for enlarged
and more sophisticated physical facilities, better trained staff,
and more funding (Lowinson, Marion, Joseph & Dole, 1992).
Among the various pharmacotherapies, methadone maintenance has
been studied most thoroughly. Methadone
maintenance is generally successful in meeting treatment goals.
When appropriate doses of methadone are administered, heroin use
decreases markedly. However, in some cases other drugs, such as
cocaine and alcohol, continue to be used. A substantial reduction
in criminal behavior has been documented by several studies, and
this reduction increases with length of time in methadone treatment.
Socially productive behavior, such as employment, education, or
homemaking, has also been shown to improve with the length of
time in treatment (Lowinson, Marion, Joseph & Dole, 1992).
Clonidine can partially suppress many withdrawal symptoms of opiates,
alcohol, and tobacco. It is most effective for persons who are
motivated and involved in their treatment program. It is not as
useful in maintaining abstinence after withdrawal from opiate
drugs has been achieved (Greenstein, Fudala & O'Brien, 1992;
Thomason & Dilts, 1991).
LAAM (levo-alpha-acetyl-methadol)
is an experimental synthetic opiate that produces morphine-like
effects. It is longer acting than methadone, allowing for doses
to be administered only three times per week. It has not yet been
approved in the United States for treatment of opiate dependence
(Greenstein, Fudala, & O'Brien, 1992; Thomason & Dilts,
1991).
Antagonists
These
drugs occupy the same receptor sites in the brain as specific
drugs of abuse. However, they do not produce the same effects
as the abused drugs, and they are non-addicting. Thus, when they
are present, the effects of the abused drug are blocked because
they cannot act on the brain in the usual way. Therefore, they
do not produce the expected mood-altering experiences. Antagonists
may be used for persons who do not want to be maintained on drug
substitutes (i.e., agonists, like methadone); they also are used,
at times, for persons leaving other drug-free treatment programs
and re-entering the community, to diminish their risk of relapse
(Greenstein, Fudala & O'Brien, 1992).
Naltrexone is an opiate
antagonist, but experimental use with alcohol addiction has also
been initiated. It does not result in euphoria as do opiate drugs
(Alterman, O'Brien & McLellan, 1991; Greenstein, Fudala &
O'Brien, 1992; Wesson & Ling, 1991).
Buprenorphine is a mixed
agonist-antagonist agent. It is long-acting and blocks the effects
of other opiate drugs. It produces less physical dependence than
methadone, but some withdrawal symptoms do occur with its use
(Greenstein, Fudala & O'Brien, 1992; Thomason & Dilts,
1991).
Antidipsotropics
These drugs create adverse physical
reactions when the person consumes the substance of abuse. These
drugs are used to develop an aversion to the abused drug (Alterman,
O'Brien & McLellan, 1991).
Antabuse (disulfiram) interferes
with the metabolism of alcohol, causing unpleasant side effects
when alcohol is ingested. Facial flushing, heart palpitations
and a rapid heart rate, difficulty in breathing, nausea, vomiting,
and possibly a serious drop in blood pressure are the major effects
produced by the combination of alcohol and Antabuse. Paired with
other treatment approaches, Antabuse has been successful in preventing
relapse (Alter-man, O'Brien & McLellan, 1991; Doweiko, 1990).
Psychotropic Medications
These
control various symptoms associated with drug use and withdrawal.
Antianxiety drugs, antipsychotics, antidepressants (for major
depressions), and lithium have been tested. However, further research
is needed on the effectiveness of these agents, as current research
has produced conflicting results in some cases or has been inconclusive
(Alterman, O'Brien & McLellan, 1991; Wesson & Ling, 1991).
Wesson and Ling (1991) conceptualize two categories of therapeutic
medications. Those that help patients stop abusing drugs include
medications that reduce acute drug withdrawal symptoms, medically
maintain patients, decrease drug craving, and block the drugs'
reinforcing effects. Methadone, clonidine, buprenorphine, LAAM,
desipramine, bromocriptine, and naltrexone are included in this
category. Medications that help prevent relapse are able to reduce
prolonged withdrawal syndromes, decrease drug craving, alter the
drug's reinforcing effects, treat underlying psychopathology,
and treat drug-induced psychopathology. Included in this category
are antidepressants, desipramine, bromocriptine, naltrexone, and
disulfiram.
Most research and development of medications used
in the treatment of addictive diseases has been fostered by the
federal government. In treating most diseases, clinical trials
of new medications usually are undertaken by pharmaceutical companies.
However, these companies have been reluctant to associate their
organizations and medications with drug addiction. This is, in
part, due to the negative stereotypes of drug abusers. The number
of persons who could benefit from a particular pharmacological
treatment for addiction is also comparatively small. Thus, if
involved in developing medications for addictive disorders, the
pharmaceutical industry would not realize the degree of profit
or recover its investment for research and development to the
extent desired. There is also concern that medications will be
diverted for street use or will be used in combination with other
illegal drugs. Pharmaceutical companies worry that the drugs or
their companies will gain a bad reputation if this occurs (Wesson
& Ling, 1991).
Acupuncture and Transcutaneous Electrical
Nerve Stimulation
Acupuncture applies a treatment method
developed in China and other Far Eastern countries to the problem
of alcohol and drug addiction. Addiction represents an adaptation
of the central nervous system's activity in response to chronic
drug administration, resulting in withdrawal symptoms when drug
use is discontinued. Acupuncture or transcutaneous electrical
nerve stimulation can modulate central nervous system activity
in those regions of the brain affected by substances of abuse
(Katims, Ng & Lowinson, 1992). Therefore, acupuncture may
serve as a useful adjunct to comprehensive treatment for addiction.
Acupuncture involves placing needles at strategic body points
(usually the outer ear). The treatments generally last for 45
minutes and are administered daily for the first few weeks and
then are decreased. It is most commonly used to help drug users
detoxify. The effect is a reported reduction in withdrawal symptoms
and the physical craving for drugs and alcohol. Ideally, acupuncture
treatment is combined with a comprehensive treatment approach,
including counseling, drug testing and other interventions. Two
significant advantages of this approach, at least in some programs,
are its low cost and lack of waiting lists. Transcutaneous electrical
nerve stimulation produces similar results but uses a different
technology. Both therapeutic techniques can provide physiologic
relief without toxicity or the potential for abuse that may be
inherent in the use of medications (Bullock, Umen, Culliton &
Olander, 1987; Chan, 1991; Katims, Ng & Lowinson, 1992; Singer,
1992).
Although still considered experimental, some limited research
results have indicated benefits to patients with this form of
therapy. In one controlled study, a group of alcoholics receiving
acupuncture had significant continued treatment effects at the
end of a six-month period. The control group, which received "sham"
acupuncture (needles were put near but not on specified acupuncture
sites), expressed moderate to strong desires to abuse alcohol
(Singer, 1992).
Residential or Inpatient Treatment Programs
Programs
in which the individual lives in the facility while participating
in treatment can be defined as inpatient or residential programs.
Some detoxification programs as well as therapeutic communities,
and hospital-based programs are in this category. These programs
are most appropriate for individuals who have not been successful
in outpatient settings, those who have a very serious substance
abuse problem, those needing concomitant medical or psychiatric
care or observation, and those without a stable social support
system in the community. Inpatient programs are the most restrictive,
structured, and protective types of programs (Doweiko, 1990).
Inpatient Hospital Treatment
Inpatient treatment programs may be
located in hospitals or in specialized chemical dependency centers.
Chemical dependency treatment, Minnesota Model, 28-day programs,
or Hazelden-type treatment are terms that may be used to denote
this type of treatment approach. Many of these programs are privately
financed; thus, patients are usually employed persons (or have
employed spouses or parents) with private insurance. The goal
of treatment is abstinence from alcohol or other drugs (Institute
of Medicine, 1990).
A variety of treatment techniques and strategies
are usually employed in these programs, including the Twelve-Step
model (the basis of Alcoholics Anonymous and other self-help programs),
individual, group and family counseling, drug education, and medical
management. Long-term aftercare and transitional services, especially
for opiate addicts, are an important part of treatment, but many
programs do not devote significant resources to them (Doweiko,
1990; Institute of Medicine, 1990). These programs may be especially
appropriate for persons with concomitant psychiatric disorders,
persons assessed to be suicidal, those addicted to more than one
chemical, or persons with serious medical complications. Inpatient
treatment provides comprehensive treatment services, constant
support during the early stages of sobriety, and close supervision
to prevent relapse and respond to medical emergencies. Most inpatient
programs have a multidisciplinary staff team, representing a range
of training and experience and capable of offering a variety of
services (Doweiko, 1990).
Several studies have consistently found that chemical dependency (inpatient)
treatment is more effective for persons with alcohol addiction
than for those whose presenting problem is another drug addiction.
Those addicted to more than one substance (polydrug users) have
the poorest prognosis (Institute of Medicine, 1990).
Therapeutic Communities
Therapeutic
communities are self-contained residential programs that emphasize
self-help and rely heavily on ex-addicts as peer counselors, administrators,
and role models. They provide a highly structured milieu, with
program stages through which members must progress; this advancement
is noted with special tasks and ceremonies. The stages progressively
demand more responsibility and provide more freedom. Group encounter
sessions often are confrontational, focusing on openness and honesty.
Social and vocational skills also are taught.
The goals of therapeutic
communities include (Institute of Medicine, 1990):
-
habilitation or rehabilitation
of the total individual;
-
changing negative patterns of
behavior, thinking, and feeling that predispose drug use; and
- development
of a drug-free lifestyle.
Because of costs, availability, and
insurance reimbursement, several adaptations of the therapeutic
community model have been developed (Singer, 1992). These include:
- Modified
therapeutic communities, where stays last an average of six to
nine months.
The goals of treatment are more limited, but the
primary objective is to help residents achieve a drug-free state
and acquire practical living skills. This model is appropriate
for persons with minimal social support systems (Singer, 1992).
- Short-term
therapeutic communities, where residents remain an average of
three to six months.
The primary goal of this approach is to help
persons attain a drug-free lifestyle; much less emphasis is placed
on re-socialization. This model is appropriate for persons from
a stable social and family environment (Singer, 1992).
-
Adolescent therapeutic communities
for juveniles.
Modifications needed for youth include: increased
supervision to prevent youth from leaving the program or engaging
in antisocial behavior and negative peer activities; more recreational
activities to promote leisure skill-building and prevent boredom;
greater family involvement; academic education; increased staff-to-youth
ratio; separation of youth by gender except for occasional program
activities; and limiting the size of the program to 45 or fewer
youth (Mullen, Arbiter & Glider, 1991).
- Therapeutic communities in correctional
facilities to begin the treatment process in jails and prisons.
These focus on socialization, positive value formation, and education.
When released, inmates are referred to other treatment agencies
in the community. This approach attempts to form a strong, positive,
anti-drug culture; develop work teams; and provide referral and
transitional services. Successful programs must have good working
relationships between treatment and correctional personnel (Arbiter,
1988).
This modality has been considered appropriate for hard-core
drug users involved in criminal activities. The treatment approach
is not specific to any particular class of drugs. Individuals
dependent on any illicitly obtained drug or combination of drugs
are accepted in therapeutic communities. Characteristically, participants
in therapeutic communities have experienced problems with social
adjustment to conventional family and occupational responsibilities
because of drug seeking (and, in some cases, before initiating
drug use). Therapeutic communities often are seen as a next step
for persons who continue to relapse in less restrictive treatment
settings (Institute of Medicine, 1990; Thomason & Dilts, 1991).
Because of these programs' use of confrontation and prohibition
of psychotropic drugs, the use of therapeutic communities is not
appropriate for individuals with psychopathology or with substance
abuse-related neurological damage. For some persons, especially
those who have low levels of self-esteem and impaired neurological
functioning, the confrontational approach of the modality may
be too intense (Singer, 1992).
The length of stay in traditional
therapeutic communities ranges from 6 to 24 months (ONDCP, 1990).
Research has shown that the longer clients remain in therapeutic
communities, the more likely they are to have positive results.
However, traditionally, dropout rates are high. Approximately
15 to 25 percent of those admitted to therapeutic communities
complete the program and graduate. About 25 percent drop out within
two weeks, and about 40 percent, by three months (Alterman, O'Brien
& McLellan, 1991; Institute of Medicine, 1990).
One study
found that early dropouts from long-term therapeutic communities
had common psychosocial characteristics, including (O'Brien &
Biase, 1992):
- low
self-esteem and self-value;
-
poor concept of self-identity;
- low
self-acceptance;
- low
evaluation of self-behaviors;
-
low evaluation of physical attributes,
health, and sexuality;
-
low assessment of self-worth
and self-adequacy;
- low
evaluation of self in relation to family/friends and primary group;
- high
levels of self-criticism and lack of adequate defenses; and
-
a tendency to overemphasize negative
features.
Evaluations of therapeutic communities demonstrate that
they are cost-effective when compared with prisons. While persons
are in the program, criminal activity is significantly reduced
compared with pre- or post-treatment criminal activity. For those
who complete the program, illicit drug use and criminal activities
are diminished, while employment status improves (Institute of
Medicine, 1990; Singer, 1992). Approximately 15 percent of therapeutic
community graduates qualify to be trained for staff counseling
positions. Of those, approximately half continue their employment
for more than one year (O'Brien & Biase, 1992).
Some studies
have reported that less severe criminal activity is correlated
with longer retention in therapeutic community programs, while
lower lifetime criminality has been correlated with better treatment
outcomes. More positive treatment outcomes have also been noted
with higher levels of education and lower levels of drug and alcohol
use (Singer, 1992).
Outpatient Nonmethadone Treatment
Outpatient
nonmethadone treatment programs involve trained professionals
working with addicted persons to achieve and maintain abstinence
while living in the community. Community mental health centers,
private clinics, and professional therapists in private practice
are examples of settings in which outpatient treatment is offered.
Outpatient treatment programs offer a range of services and treatment
modalities, including pharmacotherapy, and individual, group,
and family counseling. They often incorporate a Twelve-Step philosophy
(Doweiko, 1990).
Outpatient treatment allows individuals to live
at home, continue working, and be involved in family activities
while receiving treatment. Outpatient treatment is usually less
expensive than residential treatment alternatives. It also allows
for longer-term support of the individual than is possible with
inpatient programs (Doweiko, 1990).
Considerations for referring
individuals to outpatient treatment programs include their motivation
for treatment, ability to discontinue use of drugs or alcohol,
social support system, employment situation, medical condition,
psychiatric status, and past treatment history (Doweiko, 1990).
Those who remain in outpatient (nonmethadone) treatment longer
tend to have better outcomes than shorter-term clients. However,
dropout rates are high (Institute of Medicine, 1990).
Combined Settings
Some
treatment programs have been developed to attempt to capitalize
on the advantages of both inpatient and outpatient treatment approaches.
They provide elements from each type of setting, attempting to
maximize benefits while reducing costs.
Two by Four Programs are
two-phase approaches. The individual is hospitalized first for
a short time (usually two weeks). This ensures complete detoxification.
This is followed by outpatient treatment. However, there is the
option to return to inpatient care if he or she is unable to function
in the less restrictive outpatient program (Doweiko, 1990).
Day
or partial hospitalization
involves treatment in the program during
normal working hours, but the person returns home during the evening
hours. The individual lives at home and has to assume more responsibility
than would be the case in inpatient treatment. A prerequisite
for this type of treatment is a supportive, stable family (Doweiko,
1990).
Halfway houses provide an intermediate step between inpatient
treatment and independent living. It is a good alternative for
persons who do not have a stable social support system. Halfway
house programs generally have a small patient population, emphasize
Twelve-Step programs, and have a minimum of rules and few professional
staff members. Usually residents must find employment or work
within the house (Doweiko, 1990).
As with other treatment programs,
length of stay for some subgroups of residents has been correlated
with successful treatment outcomes. Other evaluations of effectiveness
have been contradictory, however (Doweiko, 1990).
A variety of techniques are used in
all the treatment modalities just presented. These include self-help
or Twelve-Step approaches; individual, group, and family counseling;
and behavior modification approaches. Each of these will be discussed
briefly.
Self-Help Programs
Self-help
or Twelve-Step organizations involve mutual help among peers experiencing
similar problems. With the development of the first Alcoholics
Anonymous group in 1935, a long tradition of the use of self-help
groups for sub-stance abusers was launched. Self-help groups often
meet in churches, community facilities, prisons, and other locations,
but they generally claim no political or religious affiliation.
Alcoholics Anonymous (AA) describes itself as a voluntary, self-run
fellowship. Its membership is multiracial and there are no age,
educational, or other requirements for members. It is nonprofessional
and has no dues or outside funding sources. An important characteristic
for many persons is its promise of anonymity, protecting the right
to privacy of its members (Doweiko, 1990; Nace, 1992).
Members
of AA believe that addiction is a disease that can never be cured.
However, they maintain that progression of the disease can be
arrested, and those in remission are recovering alcoholics (Doweiko,
1990). Groups function to reinforce social and cognitive behaviors
that are incompatible with addictive behaviors. The Twelve Steps
provide a concrete, tangible course of action (Galanter, Castaneda
& Franco, 1991; Nace, 1992).
The primary goals of AA and similar
self-help groups are to (Galanter, Castaneda & Franco, 1991):
- achieve
total abstinence from alcohol or other drugs;
-
effect changes in personal values
and interpersonal behavior; and
-
continue participation in the
fellowship to both give and receive help from others with similar
problems.
Self-help groups may be the only intervention used by
some persons to end chemical dependency. However, self-help groups
often are used in tandem with other treatment modalities, such
as residential or outpatient treatment programs.
Alcoholics Anonymous
developed the Twelve-Step tradition that has been adopted and
adapted by many other self-help groups. These steps consist of
a series of cognitive, behavioral, and spiritual tasks, including
(Doweiko, 1990):
- an
admission of powerlessness;
-
assessment of character defects;
- overcoming
shortcomings that contributed to addiction, learning the tools
of nondrug-centered living, and restructuring damaged relationships;
and
- commitment
to a higher power.
Often, experienced members act as "sponsors"
to newer members, creating a person-to-person guidance system
in times of crisis and creating bonds between members (Nace, 1992).
AA groups are autonomous and traditionally are open to all members.
Some groups may be directed to special-interest groups, such as
women, minority groups, gays, or physicians (Galanter, Castaneda,
& Franco, 1991; Nace, 1992). There are several types of meetings
(Nace, 1992).
- Closed
meetings are for AA members or prospective members only.
-
Open meetings are for non-alcoholics
as well.
- Speaker
meetings involve AA members who describe their experiences with
alcohol and their recovery.
-
Discussion meetings are those
in which an AA member describes personal experiences and leads
a discussion on a topic related to recovery.
-
Step meetings (usually closed)
consist of discussion of one of the Twelve Steps.
The self-help
approach was first applied to drug addiction in the U.S. Public
Health Service Hospital in Lexington, Kentucky, in 1947. Narcotics
Anonymous (NA) is modeled on the Alcoholics Anonymous concept,
and although the two programs are not affiliated, they use the
same Twelve-Step program. NA is a different organization with
diverse jargon, style, substance, and social traditions. It is
concerned with the problem of addiction, and members may have
had experience with any or all of the entire range of abusable
psychoactive substances. (Doweiko, 1990; Galanter, Castaneda &
Franco, 1991; Gifford, 1989). Thus, referrals to the two organizations
should be made with care.
Alcoholics Anonymous focuses on alcohol
dependence and behaviors, while Narcotics Anonymous focuses on
drug addictions and uses drug-specific language and approaches.
Narcotics Anonymous developed more recently and reflects the milieu
of the late 1970s and 1980s, according to Gifford (1989). He believes
this makes it a more applicable organization for the needs of
many drug-involved persons.
Alcoholics Anonymous is now a world
wide organization with groups in the United States and 114 other
countries. Its membership is estimated at 1.5 million. Narcotics
Anonymous is international as well, with groups in at least 36
countries. Estimates of its membership total approximately 250,000
(Galanter, Castaneda & Franco, 1991).
Although there is ample
anecdotal testimony to the effectiveness of self-help organizations,
especially Alcoholics Anonymous, there is little in the way of
objective data to support these claims. However, opinions of many
clinicians and individuals who have been helped by the approach
strongly support it for the recovery for some substance abusers.
Scientific research of these groups is very difficult because
of the anonymity promised to members and self-selective membership practices. It is difficult
to arrange studies with appropriate sampling techniques, control
groups, or experimental design (Galanter, Castaneda & Franco,
1991; Nace, 1992).
Emrick (1987) reviewed several studies of the
outcomes for persons attending AA and found that, overall, 46.5
to 62 percent of active AA members had at least one year of continuous
sobriety. Thirty-five to forty percent of subjects reported abstinence
of less than one year. Twenty-six to forty percent were sober
from one to five or six years, and 20 to 30 percent maintained
abstinence five or six years or more.
Self-help or Twelve-Step
programs may be useful adjuncts to treatment for alcohol and other
drug abuse. Persons who attend AA and other treatment programs
have a more favorable outcome in regard to drinking. Those who
attend more than one meeting per week, have a sponsor and/or sponsor
others, lead meetings, and work Steps 6 through 12 tend to have
more favorable outcomes (Geller, 1992; Nace, 1992).
Individual Counseling
Individual counseling approaches assume
a one-to-one encounter between a client and a counselor. Counselors
are usually trained professionals, but they may be paraprofessional
or peer counselors. The specific counseling approach or methods
used in individual treatment of substance abusers come from modalities
originally developed to treat other conditions. Regardless of
the particular counseling model endorsed, there are some tasks
or goals of individual treatment that usually are seen across
all approaches, although the emphasis placed on each may vary.
These include (Rounsaville & Carroll, 1992):
-
helping the individual resolve
to stop using psychoactive substances;
-
teaching coping skills to help
the person avoid relapse after achieving an initial period of
abstinence;
- changing
reinforcement contingencies;
-
fostering management of painful
feelings; and
- improving
interpersonal functioning and enhancing social supports.
Substance
abusers typically enter treatment with a goal of controlled use,
especially of alcohol. Therapists help patients explore their
motivation and set appropriate treatment goals, including a goal
of abstinence. Identifying circumstances that increase the likelihood
of resuming drug use and practicing strategies for coping with
these high risk situations are other parts of the treatment process.
For many substance abusers, drug use has been the entire focus
of their lives. When it stops, they need help in filling their
time and finding rewards that replace those derived from drug
use. Many drug-involved persons have never achieved satisfactory
adult relationships or vocational skills because drug abuse was
initiated during adolescent or early adult years. Individual interventions
can help them maintain their motivation during the processes of
learning new skills and recovery. Individual therapy often includes
techniques to elicit strong feelings and help the individual learn
acceptable means of managing them within the protected environment
of the therapeutic setting. For some persons who have emotional
or anxiety disorders, combined treatment with medications and
individual counseling may be appropriate. Encouraging the person
to participate in self-help groups can provide a source of social
support outside of individual counseling sessions (Rounsaville
& Carroll, 1992).
Individual therapy provides privacy to those
persons who are not willing to disclose their substance abuse
publicly or fear that doing so may damage their careers and reputations.
In individual treatment, the pace can be flexible to meet the
needs of the individual. Compared to group therapy, much more
time can be spent on issues that are unique to the individual
involved. In situations where caseloads are not large enough to
have appropriate groups, individual therapy is more practical
and can begin immediately. Some patients have particular personality
disorders that do not lend themselves to group involvement (Rounsaville
& Carroll, 1992).
Individual therapy is more expensive than
group therapy because of the one-to-one relationship of the therapist
and patient. Involvement in group treatment approaches also can
have the advantage of mutual support and modeling of coping strategies.
Group members often provide external control for an individual,
as they may be able to detect each other's attempts to conceal
relapse or early warning signals that relapse is beginning (Rounsaville
& Carroll, 1992).
Rounsaville and Carroll (1992) reviewed
several empirical studies of individual treatment of drug abusers
and reached the following conclusions:
-
Most studies indicate that persons
involved in individual treatment, either as a single modality
or in combination with other approaches, do better than those
in control groups (not receiving individual treatment).
-
No specific type of individual
treatment approach has been shown consistently to produce better
results.
- Individual
treatment is especially appropriate and effective for persons
with other psychiatric problems.
Group Therapy
Group
therapy is often combined with other treatment modalities to provide
a structured, comprehensive treatment program for substance abusers.
Washton (1992, p. 508) defines group therapy as:
-
- . . . an assembly
of chemically dependent patients, usually five to ten in number,
who meet regularly (usually at least once a week) under the guidance
of a professional leader (usually a professional therapist or
addiction counselor) for the purpose of promoting abstinence from
all mood-altering chemicals and recovery from addiction.
The treatment
goals of group therapy may include (Washton, 1992):
-
establishing abstinence;
-
integration of the individual
into the group;
- stabilization
of individual functioning;
-
relapse prevention; and
-
identifying and working through
long-standing problems that have been obscured or exacerbated
by substance abuse.
Galanter, Castaneda, and Franco (1991) have
identified several types of group approaches used with alcohol-
and drug-involved persons. These include the following categories.
Exploratory groups explore and interpret members' feelings and
help them develop greater ability to tolerate distressing feelings
without resorting to mood-altering substances.
Supportive groups
help addicted members tolerate abstinence and assist them in remaining
drug- or alcohol-free by enabling them to draw on their own resources.
Interactional groups create an environment of safety, cohesion,
and trust, where members engage in in-depth self-disclosure and
affective expression.
Interpersonal problem-solving groups teach
an approach to solving interpersonal problems, including recognizing
that a problem exists, defining the problem, generating possible
solutions, and selecting the best alternative.
Educational groups
provide information on issues related to specific addictions,
such as the natural course and medical consequences, implications
of intravenous drug use, and availability of community resource.
Methods used may include material such as videotapes, audio cassettes,
or lectures followed by discussion.
Activity groups provide occupational
and recreational means for socialization and self-expression.
Groups are often an especially important aspect of treatment for
youth, as peer associations are particularly important during
adolescence. Their developmental tasks include separating from
family and forming their own identities. Peer groups have a significant
effect on attitudes and behavior. This influence can be either
positive or negative. Peer groups may be located in schools, community
agencies, residential programs, and churches and on the streets
(such as gangs). Four categories of peer group programs have been
identified by Resnik and Gibbs (1988):
- Positive peer influence
programs
emphasize group interaction and positive influence of
the group on the individual member.
- Peer teaching programs
emphasize youth conveying information to their peers.
- Peer
counseling, facilitating, and helping programs
focus on peers
helping peers. Through these programs, youth who provide help
develop a sense of responsibility. The "helper" often
benefits more than the peer who is helped.
- Peer participation
programs
create new roles for youth, giving them decision-making
power and responsibility. These programs emphasize youth empowerment
and accountability.
Despite the persistent use and popularity
of group treatment approaches, few studies of effectiveness have
been done. Some advantages of group therapy include its cost-effectiveness,
allowing one professional to work with several different individuals
at once; shared learning among group members; and the potential
to work through problems from earlier stages of growth because
group members may reflect characteristics of a member's family
of origin (Doweiko, 1990).
Family Therapy
In
many cases addictive disorders are multigenerational within families.
A full assessment of the identified substance abuser and his or
her family is important to determine the range of biopsychosocial
factors influencing the person's addiction. Within family systems
drug use behavior has a purpose, and it is important to assess
this. Family therapy is usually not sufficient as the sole means
of treatment for substance abuse. Rather, it is a valuable, and
often essential, adjunct to other treatment modalities. The opportunity
to observe the total family is always valuable in the diagnostic
process (Doweiko, 1990; Kaufman, 1992).
There are three parts
of the family system (often traversing three or more generations)
that are important to include, if applicable and available. These
include the substance abuser's family of origin, spouse, and children.
At times it can be helpful to broaden the definition of family
to include significant others
and employers (Kaufman, 1992).
The dysfunctional patterns manifested
by families of substance abusers may include denial of the problem,
scapegoating all family problems on the identified abuser, the
use of guilt by the addict to coerce the family into supporting
his or her habit, negative communication, and lack of consistent
limit setting by parents. Children of alcoholics are more likely
to develop emotional and psychosocial problems, including substance
abuse. Adult children of alcoholics tend to have poor communication
skills, difficulty expressing feelings, role and identity confusion,
and problems with trust and intimacy. Approximately 30 percent
of children from alcoholic families marry alcoholics. Alcoholic
fathers are apt to abuse their children through violence, sexual
seduction, or assault, and alcoholic mothers are more likely to
neglect their children (Kaufman, 1992).
Family treatment priorities
include persuading the family to work together to initiate detoxification
of the identified person. Also important is helping the family
initiate and support the person's involvement in an appropriate
treatment program (e.g., Twelve Steps, therapeutic community,
methadone maintenance). Family members may need to be coached
by the therapist to confront the addicted person with care and
concern. The family also may need to be educated about the deadly
consequences of substance abuse, and they may need help in setting
limits. Behavior techniques may be used to eliminate family members'
responses that trigger drug use; in their place, methods of reinforcing
positive behavior may need to be taught. Communication-centered
therapy may be needed to teach people to state messages clearly
and correct discrepancies in communication among family members
(Kaufman, 1992).
As juveniles are not yet independent, family
interventions are especially important in addressing the basis
of their drug and alcohol involvement. Some juveniles may not
be living with their families of origin, but may be in adoptive
families, foster family placements, or other family surrogate
situations. Regardless of the definition of family used, involving
those who are significant in the youth's life is important. Family
interventions may include classes to help parents, siblings, and
others understand substance abuse. Both educational and counseling
interventions to improve coping and parenting skills may be beneficial
(MacDonald, 1989).
Although continuing research efforts are needed,
available data do support the efficacy of family therapy interventions.
Adolescents involved in family therapy have been shown to have
half the recidivism rate of those not receiving this service.
There is also evidence that family therapy improves adolescent
retention in residential treatment programs. Family treatment
has also been favorably correlated with days free of methadone,
illegal opiates, and marijuana. McCrady et al. (1986) found that
alcoholic persons who received treatment with their spouses, including
both alcohol-related interventions and marital therapy, were more
compliant, decreased their drinking more rapidly, and relapsed
more slowly than study participants who received only alcohol-focused
treatment with their spouses. They also maintained better marital
satisfaction and were more likely to stay in treatment than persons
receiving treatment with minimal spouse involvement. In general,
family involvement enhances assessment and intervention and increases
motivation in treatment (Kaufman, 1992).
Behavior Modification
Behavior modification is often incorporated
in various treatment modalities. Behavior modification increases
rewards for positive, pro-social behavior. Rewards may include
praise, attention, activities, and material items. For negative
or antisocial behavior, responses that are unpleasant or withhold
rewards may help to extinguish the unwanted behavior. Programs
that gradually give participants increased freedom as they show
responsibility are using positive rewards. Some programs have
levels, steps, or phases that participants must earn through appropriate
behavior. With each advancement there are rewards of privileges,
increased freedom, and decreased supervision.
Aversive Conditioning
Aversive
conditioning is an example of providing negative rewards to extinguish
unwanted behaviors. Unpleasant stimuli, such as chemically or
hypnotically induced nausea or paralysis, electrical shock, and
noxious imagery, are paired with the sight, smell, and taste of
the abused drug. When the person has contact with the abused substance,
the same response is triggered and he or she experiences repulsion
instead of craving or the desire to use the drug (Childress, Ehrman,
Rohsenow, Robbins & O'Brien, 1992; Goodwin, 1992).
Programs
using this approach have claimed high rates of success. However,
research studies often have been flawed, and follow-up studies
have found inconsistent results. Additional studies are underway
to assess the usefulness of this approach (Childress, Ehrman,
Rohsenow, Robbins & O'Brien, 1992; Goodwin, 1992).
In this chapter both the causes of substance
abuse and current treatment approaches have been reviewed. One's
point of reference concerning the causes of addiction often influences
decisions about treatment practices.
Addiction to alcohol and
other drugs is multifaceted. For most people there is not a single
cause of addiction; rather, there is a complex set of biological,
social, and psychological influences that contribute to the initiation
of substance use and progression to addiction. The combination
of causal factors is unique for each person. Treatment programs
also have particular philosophies about addiction. Thus, a comprehensive
assessment is required to identify the causes of each individual's
addiction and plan for appropriate patient-treatment matching.
Treatment is likely to be more effective when program philosophies
are considered in comparison to an individual's specific needs
and characteristics. The next chapter, Screening and Assessment,
and Chapter 5 on patient-treatment matching will address these
topics in greater detail.
Substance abuse treatment occurs in
a variety of settings under the auspices of various agencies and
organizations. Both the treatment modality and the treatment setting
are important considerations. Some individuals will be more successful
with the restrictions of a residential setting while others may
do well in outpatient treatment. Pharmacotherapy has been proven
effective for treating some drug addiction problems. Other chapters
will describe more fully some of the treatment modalities summarized
in this chapter.
Relapse prevention programming, another critical
element of treatment, has been emphasized through the information
provided about treatment effectiveness of each modality. Rates
of relapse for most current treatment modalities are high, and
increased attention to relapse prevention is needed to mitigate
this trend. This topic will be discussed further in Chapter 9.
Finally, the meager evaluation studies of many treatment modalities
emphasize the need for continuing research and greater program
accountability, the fifth critical element. More information about
this area is provided in Chapter 10.
In the continuing quest to
discover ways to change the behavior of drug-involved persons
and help them achieve better health and well-being, current approaches
can be improved and new approaches should be sought to enhance
drug abuse treatment. Coordination among all systems that interact
to provide and promote treatment is of vital importance. Treatment
providers and local, State, and federal decision makers can have
a significant impact on the future role of treatment. Solutions
to many of the problems related to alcohol and drug addiction
are possible, and treatment is an important part of the response.
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